AI Compliance Auditor
Diagnostic tool for Small Businesses navigating the 2026 AI Advancement Act requirements.
Standard compliance requirements.
Diagnostic Assessment
Compliance Score
Based on current industry-weighted criteria.
Audit Actions
Actionable Risks (10)
Do you encrypt all personal data used in AI training and inference at rest and in transit?
Recommended Fix:
Implement AES-256 encryption for all data lakes and vector databases.
Have you performed a demographic parity audit on model outputs within the last 90 days?
Recommended Fix:
Use tools like Fairlearn or AI Fairness 360 to detect and mitigate bias.
Are all AI API endpoints protected by MFA and rate-limiting to prevent prompt injection?
Recommended Fix:
Deploy an API Gateway with WAF rules specifically for LLM protection.
Is there a clear "AI-Generated" disclosure for all automated communications and content?
Recommended Fix:
Update UI components to include visible "AI Assistant" watermarks.
Is there a designated "Human-in-the-Loop" for all high-stakes AI decisions (hiring, credit, etc.)?
Recommended Fix:
Establish an Oversight Committee to review automated high-stakes outcomes.
Does the system have active guardrails to block the generation of PII or harmful instructions?
Recommended Fix:
Integrate a secondary "LLM Guardrail" model to filter inputs and outputs.
Do you have a "Right to Erasure" protocol specifically for user data processed by the AI?
Recommended Fix:
Develop a script to purge specific user embeddings from vector storage.
Can the system provide a "Basis of Decision" report for its specific outputs if requested by a user?
Recommended Fix:
Enable "Chain of Thought" logging to preserve model reasoning paths.
Do you maintain an immutable audit log of all model version changes and training data sources?
Recommended Fix:
Use Git LFS or DVC to version control models and datasets together.
Is your AI infrastructure hosted in a SOC2 Type II or equivalent 2026-certified environment?
Recommended Fix:
Migrate AI workloads to government-grade or high-compliance cloud regions.